Compliance

For the purpose of ensuring investor protection, which represents a key element, compliance with the investment policies and restrictions (legal or specific) as set out in the investment vehicle's constitutive legal documents, are required to be independently controlled.

The combination of high performance technology and experienced dedicated staff allows SNBL to execute on a daily basis automated controls of the investment vehicles ' compliance with their investment management regulations as well as with applicable laws and regulations.

In case a breach of compliance is detected, escalation procedures are in place to inform the relevant parties and corrective action is taken to ensure that shareholders / unitholders are not prejudiced.