Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 20-07-2018 JPY 0.9318
Alternative Investment Strategies Fund JPY Hedged Class B Units 20-07-2018 JPY 0.9060
Alternative Investment Strategies Fund JPY Non-hedged Class A units 20-07-2018 JPY 0.9280
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 20-07-2018 JPY 0.9012

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 19-07-2018 JPY 0.3844
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 19-07-2018 JPY 1.0311

Nikko Global Funds

Nikko Global Funds - Alternative Fund 19-07-2018 JPY 0.6938
Nikko Global Funds - Commodity Fund 19-07-2018 JPY 0.6651
Nikko Global Funds - Emerging Equity Fund 19-07-2018 JPY 1.2222
Nikko Global Funds - Global Bond Fund 19-07-2018 JPY 0.9771
Nikko Global Funds - Global Equity Fund 19-07-2018 JPY 1.4311
Nikko Global Funds - High Yield Bond Fund 19-07-2018 JPY 1.2491
Nikko Global Funds - Japan Large Cap Equity Fund 19-07-2018 JPY 1.2239
Nikko Global Funds - Japan Small Cap Equity Fund 19-07-2018 JPY 1.7003
Nikko Global Funds - Japanese Bond Fund 19-07-2018 JPY 1.0352
Nikko Global Funds - Real Estate (REIT) Fund 19-07-2018 JPY 0.9695

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 23-07-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 23-07-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 23-07-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 23-07-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 19-07-2018 JPY 9,633.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 19-07-2018 AUD 115.3100
Nikko Real Asset Fund - EUR Portfolio 19-07-2018 EUR 85.8000
Nikko Real Asset Fund - JPY Portfolio 19-07-2018 JPY 8,792.0000
Nikko Real Asset Fund - USD Portfolio 19-07-2018 USD 101.6700

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 19-07-2018 JPY 8,187.4600

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 19-07-2018 USD 111.1500
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 19-07-2018 JPY 1.0080
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 19-07-2018 JPY 1.2472
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 19-07-2018 USD 96.1600

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 19-07-2018 JPY 0.7025
Emerging Market Corporate Bond Open Fund - Class A Accumulation 19-07-2018 JPY 1.2103
Emerging Market Corporate Bond Open Fund - Class A Distribution 19-07-2018 JPY 0.6988
Emerging Market Corporate Bond Open Fund - Class B Accumulation 19-07-2018 JPY 1.1698
Emerging Market Corporate Bond Open Fund - Class B Distribution 19-07-2018 JPY 0.6605
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 19-07-2018 JPY 1.4151
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 19-07-2018 JPY 1.3684
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 19-07-2018 JPY 1.0242
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 19-07-2018 JPY 0.9834
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 19-07-2018 JPY 1.8063
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 19-07-2018 JPY 1.0092
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 19-07-2018 JPY 1.7384
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 19-07-2018 JPY 0.9568
Global High Yield Bond Fund - AUD Hedged Class 19-07-2018 AUD 6.3000
Global Smart Allocation Bond Fund - USD Units 19-07-2018 USD 104.8900
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 19-07-2018 JPY 0.9842
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 19-07-2018 JPY 0.9844
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 19-07-2018 JPY 0.9515
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 19-07-2018 JPY 0.9494
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 19-07-2018 JPY 0.9651
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 19-07-2018 JPY 0.9743
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 19-07-2018 JPY 0.9826
Global Smart Allocation Bond Fund - YEN Hedged Unit1310 19-07-2018 JPY 10,182.0000
GW Select Fund Aggressive Type - Class A 19-07-2018 JPY 1.0497
GW Select Fund Aggressive Type - Class B 19-07-2018 JPY 0.9958
GW Select Fund Moderate Type - Class B 19-07-2018 JPY 0.9060
GW Select Moderate Type - Class A 19-07-2018 JPY 0.9519
Nikko Global Tri-Asset Fund - Accumulating Class A 19-07-2018 JPY 1.5360
Nikko Global Tri-Asset Fund - Accumulating Class B 19-07-2018 JPY 1.4529
Nikko Global Tri-Asset Fund - Distributing Class A 19-07-2018 JPY 0.4055
Nikko Global Tri-Asset Fund - Distributing Class B 19-07-2018 JPY 0.3577
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 19-07-2018 JPY 1.0298
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 19-07-2018 JPY 0.9567
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 19-07-2018 JPY 1.0059
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 19-07-2018 JPY 1.0052
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 19-07-2018 JPY 0.6820
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 19-07-2018 JPY 0.6444
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 19-07-2018 JPY 1.0294
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 19-07-2018 JPY 0.8994
TM Emerging Corporate Bond Fund - JPY Hedged Unit 19-07-2018 JPY 7,893.0000
TM Emerging Corporate Bond Fund - USD Unit 19-07-2018 USD 8.0900

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 19-07-2018 USD 22.0100
Premium Funds - Capital US Growth and Income Fund -Class Yen 19-07-2018 JPY 2,591.0000
Premium Funds - European High Yield - Class EUR Unit 19-07-2018 EUR 13.7500
Premium Funds - European High Yield - Class JPY (Hedged) Unit 19-07-2018 JPY 1,337.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 19-07-2018 USD 13.9900
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 19-07-2018 JPY 1,085.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 19-07-2018 USD 11.1100
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 19-07-2018 AUD 12.1000
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 19-07-2018 EUR 10.5100
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 19-07-2018 JPY 1,048.0000
Premium Funds - Global Corporate Bond - Class USD Unit 19-07-2018 USD 11.2100
Premium Funds - PIMCO Total Return Strategy JPY (Hedged) 19-07-2018 JPY 978.0000
Premium Funds - PIMCO Total Return Strategy USD 19-07-2018 USD 12.7100
Premium Funds - Schroder Japanese Equity Fund 19-07-2018 USD 15.4900
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 19-07-2018 USD 9.9600
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 19-07-2018 JPY 1,013.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 19-07-2018 USD 9.9200
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 19-07-2018 USD 10.7200
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 19-07-2018 JPY 1,142.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Inheritance Unit 19-07-2018 USD 9.5400
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 19-07-2018 USD 11.8300

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 20-07-2018 JPY 29,673.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 20-07-2018 USD 148.4000
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 20-07-2018 AUD 133.1300