Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 28-09-2020 JPY 0.9284
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 28-09-2020 JPY 0.8845
Alternative Investment Strategies Fund JPY Hedged Class A Units 28-09-2020 JPY 0.9267
Alternative Investment Strategies Fund JPY Hedged Class B Units 28-09-2020 JPY 0.8945

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 28-09-2020 JPY 1.2020
Nikko Global Funds - Japan Small Cap Equity Fund 28-09-2020 JPY 1.6049
Nikko Global Funds - Global Equity Fund 28-09-2020 JPY 1.4694
Nikko Global Funds - Emerging Equity Fund 28-09-2020 JPY 1.1665
Nikko Global Funds - Global Bond Fund 28-09-2020 JPY 1.0145
Nikko Global Funds - High Yield Bond Fund 28-09-2020 JPY 1.2281
Nikko Global Funds - Alternative Fund 28-09-2020 JPY 0.6633
Nikko Global Funds - Real Estate (REIT) Fund 28-09-2020 JPY 0.8614
Nikko Global Funds - Commodity Fund 28-09-2020 JPY 0.5840

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 30-09-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 30-09-2020 USD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 30-09-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 28-09-2020 JPY 8,569.8100

Nikko World Trust

Nikko World Trust - Denmark Covered Bond Fund 25-09-2020 USD 98.6400
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 28-09-2020 USD 91.5400
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 25-09-2020 USD 125.7100

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 28-09-2020 JPY 1.5424
Nikko Global Tri-Asset Fund - Distributing Class A 28-09-2020 JPY 0.3563
Nikko Global Tri-Asset Fund - Accumulating Class B 28-09-2020 JPY 1.4450
Nikko Global Tri-Asset Fund - Distributing Class B 28-09-2020 JPY 0.3051
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 28-09-2020 JPY 1.5635
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 28-09-2020 JPY 0.8798
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 28-09-2020 JPY 1.4885
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 28-09-2020 JPY 0.8252
Emerging Market Corporate Bond Open Fund - Class A Accumulation 28-09-2020 JPY 1.2024
Emerging Market Corporate Bond Open Fund - Class A Distribution 28-09-2020 JPY 0.5224
Emerging Market Corporate Bond Open Fund - Class B Accumulation 28-09-2020 JPY 1.1472
Emerging Market Corporate Bond Open Fund - Class B Distribution 28-09-2020 JPY 0.4773
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 28-09-2020 JPY 1.3860
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 28-09-2020 JPY 0.8667
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 28-09-2020 JPY 1.3237
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 28-09-2020 JPY 0.8152
Emerging Currency Bond Fund JPY Units 28-09-2020 JPY 0.6359
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 28-09-2020 JPY 1.0203
GW Select Moderate Type - Class A 28-09-2020 JPY 0.9070
GW Select Fund Moderate Type - Class B 28-09-2020 JPY 0.8540
GW Select Fund Aggressive Type - Class A 28-09-2020 JPY 1.0104
GW Select Fund Aggressive Type - Class B 28-09-2020 JPY 0.9493
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 28-09-2020 JPY 0.8873
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 28-09-2020 JPY 0.8192
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 28-09-2020 JPY 0.6373
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 28-09-2020 JPY 0.5930
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 28-09-2020 JPY 1.0711
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 28-09-2020 JPY 1.0604
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 28-09-2020 JPY 1.0676
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 28-09-2020 JPY 1.0527
Global High Yield Bond Fund - AUD Hedged Class 28-09-2020 AUD 5.5800

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 25-09-2020 USD 10.7300
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 25-09-2020 JPY 1,035.0000
Premium Funds - Global Corporate Bond - Class USD Unit 25-09-2020 USD 13.0200
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 25-09-2020 AUD 13.6000
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 25-09-2020 EUR 11.4400
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 25-09-2020 JPY 1,149.0000
Premium Funds - Schroder Japanese Equity Fund 25-09-2020 USD 14.7700
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 25-09-2020 USD 12.1000
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 25-09-2020 JPY 1,108.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 25-09-2020 USD 11.6900
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 25-09-2020 JPY 1,046.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 25-09-2020 USD 10.1200
Premium Funds - Global Core Equity Fund - Class USD Unit 25-09-2020 USD 11.7100
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 25-09-2020 JPY 1,087.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 25-09-2020 USD 9.3300

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 25-09-2020 USD 104.2500
Quantic Trust - Target Early Termination Smart Brain Fund 202003 25-09-2020 USD 100.9700