Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 10-12-2019 JPY 0.9057
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 10-12-2019 JPY 0.8690
Alternative Investment Strategies Fund JPY Hedged Class A Units 10-12-2019 JPY 0.8951
Alternative Investment Strategies Fund JPY Hedged Class B Units 10-12-2019 JPY 0.8642

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 09-12-2019 JPY 0.9541
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 09-12-2019 JPY 0.3037

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 09-12-2019 JPY 1.2339
Nikko Global Funds - Japan Small Cap Equity Fund 09-12-2019 JPY 1.6407
Nikko Global Funds - Global Equity Fund 09-12-2019 JPY 1.4636
Nikko Global Funds - Emerging Equity Fund 09-12-2019 JPY 1.1720
Nikko Global Funds - Global Bond Fund 09-12-2019 JPY 0.9830
Nikko Global Funds - High Yield Bond Fund 09-12-2019 JPY 1.2635
Nikko Global Funds - Alternative Fund 09-12-2019 JPY 0.6775
Nikko Global Funds - Real Estate (REIT) Fund 09-12-2019 JPY 1.0514
Nikko Global Funds - Commodity Fund 09-12-2019 JPY 0.6243

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 11-12-2019 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 11-12-2019 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 11-12-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 11-12-2019 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 09-12-2019 JPY 8,493.8700

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 09-12-2019 USD 97.8300
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 09-12-2019 USD 117.1200

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 09-12-2019 JPY 1.5736
Nikko Global Tri-Asset Fund - Distributing Class A 09-12-2019 JPY 0.3738
Nikko Global Tri-Asset Fund - Accumulating Class B 09-12-2019 JPY 1.4794
Nikko Global Tri-Asset Fund - Distributing Class B 09-12-2019 JPY 0.3228
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 09-12-2019 JPY 1.6474
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 09-12-2019 JPY 0.9236
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 09-12-2019 JPY 1.5746
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 09-12-2019 JPY 0.8695
Emerging Market Corporate Bond Open Fund - Class A Accumulation 09-12-2019 JPY 1.2604
Emerging Market Corporate Bond Open Fund - Class A Distribution 09-12-2019 JPY 0.6198
Emerging Market Corporate Bond Open Fund - Class B Accumulation 09-12-2019 JPY 1.2080
Emerging Market Corporate Bond Open Fund - Class B Distribution 09-12-2019 JPY 0.5756
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 09-12-2019 JPY 1.4755
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 09-12-2019 JPY 0.9797
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 09-12-2019 JPY 1.4154
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 09-12-2019 JPY 0.9290
Emerging Currency Bond Fund JPY Units 09-12-2019 JPY 0.6946
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 09-12-2019 JPY 0.9648
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 09-12-2019 JPY 0.9645
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 09-12-2019 JPY 0.9773
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 09-12-2019 JPY 0.9858
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 09-12-2019 JPY 0.9941
GW Select Moderate Type - Class A 09-12-2019 JPY 0.9186
GW Select Fund Moderate Type - Class B 09-12-2019 JPY 0.8682
GW Select Fund Aggressive Type - Class A 09-12-2019 JPY 1.0258
GW Select Fund Aggressive Type - Class B 09-12-2019 JPY 0.9671
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 09-12-2019 JPY 0.9235
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 09-12-2019 JPY 0.8584
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 09-12-2019 JPY 0.6556
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 09-12-2019 JPY 0.6132
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 09-12-2019 JPY 1.0702
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 09-12-2019 JPY 1.0633
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 09-12-2019 JPY 1.0499
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 09-12-2019 JPY 1.0390
Global High Yield Bond Fund - AUD Hedged Class 09-12-2019 AUD 6.1200

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 09-12-2019 USD 10.5200
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 09-12-2019 JPY 1,026.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 09-12-2019 USD 14.8100
Premium Funds - European High Yield - Class EUR Unit 09-12-2019 EUR 14.0600
Premium Funds - European High Yield - Class JPY (Hedged) Unit 09-12-2019 JPY 1,363.0000
Premium Funds - Global Corporate Bond - Class USD Unit 09-12-2019 USD 12.4200
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 09-12-2019 AUD 13.2100
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 09-12-2019 EUR 11.1400
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 09-12-2019 JPY 1,113.0000
Premium Funds - Schroder Japanese Equity Fund 09-12-2019 USD 15.8100
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 09-12-2019 USD 12.2500
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 09-12-2019 JPY 1,132.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 09-12-2019 USD 11.3000
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 09-12-2019 JPY 1,023.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 09-12-2019 USD 9.8700
Premium Funds - Global Core Equity Fund - Class USD Unit 09-12-2019 USD 11.5700
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 09-12-2019 JPY 1,086.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 09-12-2019 USD 9.9800

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 06-12-2019 USD 104.9200