SMBC Nikko Bank (Luxembourg) S.A. - Public Funds

Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 16-08-2018 JPY 0.9197
Alternative Investment Strategies Fund JPY Hedged Class B Units 16-08-2018 JPY 0.8936
Alternative Investment Strategies Fund JPY Non-hedged Class A units 16-08-2018 JPY 0.9040
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 16-08-2018 JPY 0.8773

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 16-08-2018 JPY 0.3626
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 16-08-2018 JPY 0.9435

Nikko Global Funds

Nikko Global Funds - Alternative Fund 16-08-2018 JPY 0.6895
Nikko Global Funds - Commodity Fund 16-08-2018 JPY 0.6548
Nikko Global Funds - Emerging Equity Fund 16-08-2018 JPY 1.1416
Nikko Global Funds - Global Bond Fund 16-08-2018 JPY 0.9509
Nikko Global Funds - Global Equity Fund 16-08-2018 JPY 1.3874
Nikko Global Funds - High Yield Bond Fund 16-08-2018 JPY 1.2031
Nikko Global Funds - Japan Large Cap Equity Fund 14-08-2018 JPY 1.1835
Nikko Global Funds - Japan Small Cap Equity Fund 16-08-2018 JPY 1.6278
Nikko Global Funds - Japanese Bond Fund 16-08-2018 JPY 1.0289
Nikko Global Funds - Real Estate (REIT) Fund 16-08-2018 JPY 0.9508

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 20-08-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 20-08-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 20-08-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 20-08-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 16-08-2018 JPY 9,071.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 14-08-2018 AUD 114.5500
Nikko Real Asset Fund - EUR Portfolio 14-08-2018 EUR 84.9300
Nikko Real Asset Fund - JPY Portfolio 14-08-2018 JPY 8,729.0000
Nikko Real Asset Fund - USD Portfolio 14-08-2018 USD 100.4600

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 16-08-2018 JPY 8,288.3100

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 14-08-2018 USD 110.9700
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 16-08-2018 JPY 0.9935
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 16-08-2018 JPY 1.2012
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 16-08-2018 USD 96.3600

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 16-08-2018 JPY 0.6656
Emerging Market Corporate Bond Open Fund - Class A Accumulation 16-08-2018 JPY 1.1897
Emerging Market Corporate Bond Open Fund - Class A Distribution 16-08-2018 JPY 0.6829
Emerging Market Corporate Bond Open Fund - Class B Accumulation 16-08-2018 JPY 1.1495
Emerging Market Corporate Bond Open Fund - Class B Distribution 16-08-2018 JPY 0.6452
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 16-08-2018 JPY 1.3674
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 16-08-2018 JPY 1.3215
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 16-08-2018 JPY 0.9873
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 16-08-2018 JPY 0.9473
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 16-08-2018 JPY 1.7311
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 16-08-2018 JPY 0.9672
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 16-08-2018 JPY 1.6654
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 16-08-2018 JPY 0.9166
Global High Yield Bond Fund - AUD Hedged Class 16-08-2018 AUD 6.3400
Global Smart Allocation Bond Fund - USD Units 16-08-2018 USD 104.4300
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 16-08-2018 JPY 0.9774
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 16-08-2018 JPY 0.9777
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 16-08-2018 JPY 0.9431
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 16-08-2018 JPY 0.9429
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 16-08-2018 JPY 0.9585
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 16-08-2018 JPY 0.9647
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 16-08-2018 JPY 0.9759
Global Smart Allocation Bond Fund - YEN Hedged Unit1310 16-08-2018 JPY 10,108.0000
GW Select Fund Aggressive Type - Class A 16-08-2018 JPY 1.0078
GW Select Fund Aggressive Type - Class B 16-08-2018 JPY 0.9556
GW Select Fund Moderate Type - Class B 16-08-2018 JPY 0.8838
GW Select Moderate Type - Class A 16-08-2018 JPY 0.9289
Nikko Global Tri-Asset Fund - Accumulating Class A 16-08-2018 JPY 1.4951
Nikko Global Tri-Asset Fund - Accumulating Class B 16-08-2018 JPY 1.4137
Nikko Global Tri-Asset Fund - Distributing Class A 16-08-2018 JPY 0.3947
Nikko Global Tri-Asset Fund - Distributing Class B 16-08-2018 JPY 0.3480
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 16-08-2018 JPY 1.0045
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 16-08-2018 JPY 0.9293
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 16-08-2018 JPY 0.9991
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 16-08-2018 JPY 0.9982
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 16-08-2018 JPY 0.6745
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 16-08-2018 JPY 0.6370
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 16-08-2018 JPY 1.0039
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 16-08-2018 JPY 0.8731
TM Emerging Corporate Bond Fund - JPY Hedged Unit 16-08-2018 JPY 7,838.0000
TM Emerging Corporate Bond Fund - USD Unit 16-08-2018 USD 8.0500

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 14-08-2018 USD 22.0500
Premium Funds - Capital US Growth and Income Fund -Class Yen 14-08-2018 JPY 2,553.0000
Premium Funds - European High Yield - Class EUR Unit 14-08-2018 EUR 13.8300
Premium Funds - European High Yield - Class JPY (Hedged) Unit 14-08-2018 JPY 1,344.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 14-08-2018 USD 14.0900
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 14-08-2018 JPY 1,082.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 14-08-2018 USD 11.1000
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 14-08-2018 AUD 12.1300
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 14-08-2018 EUR 10.5200
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 14-08-2018 JPY 1,050.0000
Premium Funds - Global Corporate Bond - Class USD Unit 14-08-2018 USD 11.2500
Premium Funds - PIMCO Total Return Strategy JPY (Hedged) 14-08-2018 JPY 971.0000
Premium Funds - PIMCO Total Return Strategy USD 14-08-2018 USD 12.6700
Premium Funds - Schroder Japanese Equity Fund 14-08-2018 USD 15.1700
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 14-08-2018 USD 9.8900
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 14-08-2018 JPY 1,006.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 14-08-2018 USD 9.8300
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 14-08-2018 USD 10.6600
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 14-08-2018 JPY 1,132.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Inheritance Unit 14-08-2018 USD 9.2800
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 14-08-2018 USD 11.7500

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 13-08-2018 USD 98.6700

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 16-08-2018 JPY 28,935.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 16-08-2018 USD 149.1700
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 16-08-2018 AUD 129.8000