Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 23-10-2018 JPY 0.9038
Alternative Investment Strategies Fund JPY Hedged Class B Units 23-10-2018 JPY 0.8768
Alternative Investment Strategies Fund JPY Non-hedged Class A units 23-10-2018 JPY 0.9062
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 23-10-2018 JPY 0.8781

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 23-10-2018 JPY 0.3583
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 23-10-2018 JPY 0.8691

Nikko Global Funds

Nikko Global Funds - Alternative Fund 23-10-2018 JPY 0.6759
Nikko Global Funds - Commodity Fund 23-10-2018 JPY 0.6748
Nikko Global Funds - Emerging Equity Fund 23-10-2018 JPY 1.1052
Nikko Global Funds - Global Bond Fund 23-10-2018 JPY 0.9549
Nikko Global Funds - Global Equity Fund 23-10-2018 JPY 1.3427
Nikko Global Funds - High Yield Bond Fund 23-10-2018 JPY 1.2228
Nikko Global Funds - Japan Large Cap Equity Fund 23-10-2018 JPY 1.1906
Nikko Global Funds - Japan Small Cap Equity Fund 23-10-2018 JPY 1.6084
Nikko Global Funds - Japanese Bond Fund 23-10-2018 JPY 1.0058
Nikko Global Funds - Real Estate (REIT) Fund 23-10-2018 JPY 0.9236

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 25-10-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 25-10-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 25-10-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 25-10-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 23-10-2018 JPY 9,184.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 22-10-2018 AUD 113.0400
Nikko Real Asset Fund - EUR Portfolio 22-10-2018 EUR 83.4100
Nikko Real Asset Fund - JPY Portfolio 22-10-2018 JPY 8,603.0000
Nikko Real Asset Fund - USD Portfolio 22-10-2018 USD 99.5400

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 23-10-2018 JPY 8,244.9800

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 22-10-2018 USD 107.2600
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 23-10-2018 JPY 0.9131
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 23-10-2018 JPY 1.1291
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 23-10-2018 USD 93.8700

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 23-10-2018 JPY 0.6703
Emerging Market Corporate Bond Open Fund - Class A Accumulation 23-10-2018 JPY 1.1972
Emerging Market Corporate Bond Open Fund - Class A Distribution 23-10-2018 JPY 0.6730
Emerging Market Corporate Bond Open Fund - Class B Accumulation 23-10-2018 JPY 1.1551
Emerging Market Corporate Bond Open Fund - Class B Distribution 23-10-2018 JPY 0.6344
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 23-10-2018 JPY 1.4017
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 23-10-2018 JPY 1.3531
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 23-10-2018 JPY 1.0000
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 23-10-2018 JPY 0.9578
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 23-10-2018 JPY 1.5664
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 23-10-2018 JPY 0.8753
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 23-10-2018 JPY 1.5054
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 23-10-2018 JPY 0.8286
Global High Yield Bond Fund - AUD Hedged Class 23-10-2018 AUD 6.1600
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 23-10-2018 JPY 0.9610
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 23-10-2018 JPY 0.9636
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 23-10-2018 JPY 0.9296
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 23-10-2018 JPY 0.9287
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 23-10-2018 JPY 0.9447
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 23-10-2018 JPY 0.9508
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 23-10-2018 JPY 0.9618
Global Smart Allocation Bond Fund - YEN Hedged Unit1310 23-10-2018 JPY 9,952.0000
GW Select Fund Aggressive Type - Class A 23-10-2018 JPY 0.9818
GW Select Fund Aggressive Type - Class B 23-10-2018 JPY 0.9302
GW Select Fund Moderate Type - Class B 23-10-2018 JPY 0.8537
GW Select Moderate Type - Class A 23-10-2018 JPY 0.8982
Nikko Global Tri-Asset Fund - Accumulating Class A 23-10-2018 JPY 1.4866
Nikko Global Tri-Asset Fund - Accumulating Class B 23-10-2018 JPY 1.4046
Nikko Global Tri-Asset Fund - Distributing Class A 23-10-2018 JPY 0.3835
Nikko Global Tri-Asset Fund - Distributing Class B 23-10-2018 JPY 0.3369
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 23-10-2018 JPY 1.0104
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 23-10-2018 JPY 0.9269
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 23-10-2018 JPY 0.9873
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 23-10-2018 JPY 0.9843
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 23-10-2018 JPY 0.6594
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 23-10-2018 JPY 0.6219
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 23-10-2018 JPY 1.0089
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 23-10-2018 JPY 0.8696
TM Emerging Corporate Bond Fund - JPY Hedged Unit 23-10-2018 JPY 7,642.0000
TM Emerging Corporate Bond Fund - USD Unit 23-10-2018 USD 7.8900

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 22-10-2018 USD 21.2200
Premium Funds - Capital US Growth and Income Fund -Class Yen 22-10-2018 JPY 2,493.0000
Premium Funds - European High Yield - Class EUR Unit 22-10-2018 EUR 13.7300
Premium Funds - European High Yield - Class JPY (Hedged) Unit 22-10-2018 JPY 1,334.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 22-10-2018 USD 14.0500
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 22-10-2018 JPY 1,026.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 22-10-2018 USD 10.5800
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 22-10-2018 AUD 11.9700
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 22-10-2018 EUR 10.3300
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 22-10-2018 JPY 1,031.0000
Premium Funds - Global Corporate Bond - Class USD Unit 22-10-2018 USD 11.1100
Premium Funds - Schroder Japanese Equity Fund 22-10-2018 USD 15.1400
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 22-10-2018 USD 9.5700
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 22-10-2018 JPY 981.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 22-10-2018 USD 9.5900
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 22-10-2018 USD 10.4600
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 22-10-2018 JPY 1,085.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Inheritance Unit 22-10-2018 USD 8.7200
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 22-10-2018 USD 11.3300

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 22-10-2018 USD 96.0700

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 23-10-2018 JPY 28,955.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 23-10-2018 USD 147.2700
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 23-10-2018 AUD 130.0700