Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 22-02-2019 JPY 0.9094
Alternative Investment Strategies Fund JPY Hedged Class B Units 22-02-2019 JPY 0.8793
Alternative Investment Strategies Fund JPY Non-hedged Class A units 22-02-2019 JPY 0.9089
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 22-02-2019 JPY 0.8780

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 22-02-2019 JPY 0.3511
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 22-02-2019 JPY 0.8870

Nikko Global Funds

Nikko Global Funds - Alternative Fund 22-02-2019 JPY 0.6754
Nikko Global Funds - Commodity Fund 22-02-2019 JPY 0.6517
Nikko Global Funds - Emerging Equity Fund 22-02-2019 JPY 1.1598
Nikko Global Funds - Global Bond Fund 22-02-2019 JPY 0.9606
Nikko Global Funds - Global Equity Fund 22-02-2019 JPY 1.3500
Nikko Global Funds - High Yield Bond Fund 22-02-2019 JPY 1.2359
Nikko Global Funds - Japan Large Cap Equity Fund 22-02-2019 JPY 1.1316
Nikko Global Funds - Japan Small Cap Equity Fund 22-02-2019 JPY 1.4994
Nikko Global Funds - Real Estate (REIT) Fund 22-02-2019 JPY 0.9868

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 26-02-2019 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 26-02-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 26-02-2019 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 26-02-2019 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 22-02-2019 JPY 8,621.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 21-02-2019 AUD 109.9900
Nikko Real Asset Fund - EUR Portfolio 21-02-2019 EUR 80.2000
Nikko Real Asset Fund - JPY Portfolio 21-02-2019 JPY 8,299.0000
Nikko Real Asset Fund - USD Portfolio 21-02-2019 USD 97.0000

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 22-02-2019 JPY 8,289.7900

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 21-02-2019 USD 108.8600
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 22-02-2019 JPY 0.9631
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 22-02-2019 JPY 1.1807
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 22-02-2019 USD 95.1800

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 22-02-2019 JPY 0.6989
Emerging Market Corporate Bond Open Fund - Class A Accumulation 22-02-2019 JPY 1.2307
Emerging Market Corporate Bond Open Fund - Class A Distribution 22-02-2019 JPY 0.6623
Emerging Market Corporate Bond Open Fund - Class B Accumulation 22-02-2019 JPY 1.1838
Emerging Market Corporate Bond Open Fund - Class B Distribution 22-02-2019 JPY 0.6219
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 22-02-2019 JPY 1.4367
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 22-02-2019 JPY 1.3842
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 22-02-2019 JPY 1.0006
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 22-02-2019 JPY 0.9553
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 22-02-2019 JPY 1.6402
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 22-02-2019 JPY 0.9166
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 22-02-2019 JPY 1.5738
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 22-02-2019 JPY 0.8662
Global High Yield Bond Fund - AUD Hedged Class 22-02-2019 AUD 6.0800
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 22-02-2019 JPY 0.9725
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 22-02-2019 JPY 0.9724
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 22-02-2019 JPY 0.9391
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 22-02-2019 JPY 0.9399
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 22-02-2019 JPY 0.9541
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 22-02-2019 JPY 0.9597
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 22-02-2019 JPY 0.9712
GW Select Fund Aggressive Type - Class A 22-02-2019 JPY 0.9895
GW Select Fund Aggressive Type - Class B 22-02-2019 JPY 0.9362
GW Select Fund Moderate Type - Class B 22-02-2019 JPY 0.8619
GW Select Moderate Type - Class A 22-02-2019 JPY 0.9082
Nikko Global Tri-Asset Fund - Accumulating Class A 22-02-2019 JPY 1.5213
Nikko Global Tri-Asset Fund - Accumulating Class B 22-02-2019 JPY 1.4352
Nikko Global Tri-Asset Fund - Distributing Class A 22-02-2019 JPY 0.3802
Nikko Global Tri-Asset Fund - Distributing Class B 22-02-2019 JPY 0.3319
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 22-02-2019 JPY 1.0238
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 22-02-2019 JPY 0.9226
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 22-02-2019 JPY 1.0036
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 22-02-2019 JPY 0.9993
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 22-02-2019 JPY 0.6579
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 22-02-2019 JPY 0.6190
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 22-02-2019 JPY 1.0207
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 22-02-2019 JPY 0.8633
TM Emerging Corporate Bond Fund - JPY Hedged Unit 22-02-2019 JPY 7,574.0000
TM Emerging Corporate Bond Fund - USD Unit 22-02-2019 USD 7.9000

Premium Funds

Premium Funds - European High Yield - Class EUR Unit 21-02-2019 EUR 13.5000
Premium Funds - European High Yield - Class JPY (Hedged) Unit 21-02-2019 JPY 1,310.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 21-02-2019 USD 13.9400
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 21-02-2019 JPY 1,029.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 21-02-2019 USD 10.7300
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 21-02-2019 AUD 12.2400
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 21-02-2019 EUR 10.4900
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 21-02-2019 JPY 1,047.0000
Premium Funds - Global Corporate Bond - Class USD Unit 21-02-2019 USD 11.4000
Premium Funds - Schroder Japanese Equity Fund 21-02-2019 USD 14.3900
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 21-02-2019 USD 9.6300
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 21-02-2019 JPY 988.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 21-02-2019 USD 9.4200
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 21-02-2019 USD 10.6600
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 21-02-2019 JPY 1,087.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 21-02-2019 USD 11.4900

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 21-02-2019 USD 98.1900

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 22-02-2019 JPY 28,271.0000
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 22-02-2019 AUD 122.3400