Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 18-12-2018 JPY 0.8831
Alternative Investment Strategies Fund JPY Hedged Class B Units 18-12-2018 JPY 0.8554
Alternative Investment Strategies Fund JPY Non-hedged Class A units 18-12-2018 JPY 0.8903
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 18-12-2018 JPY 0.8615

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 18-12-2018 JPY 0.3485
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 18-12-2018 JPY 0.8198

Nikko Global Funds

Nikko Global Funds - Alternative Fund 18-12-2018 JPY 0.6650
Nikko Global Funds - Commodity Fund 18-12-2018 JPY 0.6481
Nikko Global Funds - Emerging Equity Fund 18-12-2018 JPY 1.0868
Nikko Global Funds - Global Bond Fund 18-12-2018 JPY 0.9607
Nikko Global Funds - Global Equity Fund 18-12-2018 JPY 1.2574
Nikko Global Funds - High Yield Bond Fund 18-12-2018 JPY 1.2079
Nikko Global Funds - Japan Large Cap Equity Fund 18-12-2018 JPY 1.1123
Nikko Global Funds - Japan Small Cap Equity Fund 18-12-2018 JPY 1.4573
Nikko Global Funds - Real Estate (REIT) Fund 18-12-2018 JPY 0.9312

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 20-12-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 20-12-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 20-12-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 20-12-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 18-12-2018 JPY 8,216.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 17-12-2018 AUD 104.9500
Nikko Real Asset Fund - EUR Portfolio 17-12-2018 EUR 76.7400
Nikko Real Asset Fund - JPY Portfolio 17-12-2018 JPY 7,959.0000
Nikko Real Asset Fund - USD Portfolio 17-12-2018 USD 91.8300

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 18-12-2018 JPY 8,254.8200

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 17-12-2018 USD 103.8800
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 18-12-2018 JPY 0.8866
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 18-12-2018 JPY 1.0950
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 18-12-2018 USD 92.2200

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 18-12-2018 JPY 0.6704
Emerging Market Corporate Bond Open Fund - Class A Accumulation 18-12-2018 JPY 1.1846
Emerging Market Corporate Bond Open Fund - Class A Distribution 18-12-2018 JPY 0.6514
Emerging Market Corporate Bond Open Fund - Class B Accumulation 18-12-2018 JPY 1.1411
Emerging Market Corporate Bond Open Fund - Class B Distribution 18-12-2018 JPY 0.6129
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 18-12-2018 JPY 1.3959
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 18-12-2018 JPY 1.3463
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 18-12-2018 JPY 0.9841
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 18-12-2018 JPY 0.9411
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 18-12-2018 JPY 1.5580
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 18-12-2018 JPY 0.8707
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 18-12-2018 JPY 1.4962
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 18-12-2018 JPY 0.8235
Global High Yield Bond Fund - AUD Hedged Class 18-12-2018 AUD 5.9200
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 18-12-2018 JPY 0.9599
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 18-12-2018 JPY 0.9598
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 18-12-2018 JPY 0.9283
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 18-12-2018 JPY 0.9277
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 18-12-2018 JPY 0.9417
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 18-12-2018 JPY 0.9496
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 18-12-2018 JPY 0.9586
GW Select Fund Aggressive Type - Class A 18-12-2018 JPY 0.9487
GW Select Fund Aggressive Type - Class B 18-12-2018 JPY 0.8983
GW Select Fund Moderate Type - Class B 18-12-2018 JPY 0.8388
GW Select Moderate Type - Class A 18-12-2018 JPY 0.8832
Nikko Global Tri-Asset Fund - Accumulating Class A 18-12-2018 JPY 1.4616
Nikko Global Tri-Asset Fund - Accumulating Class B 18-12-2018 JPY 1.3800
Nikko Global Tri-Asset Fund - Distributing Class A 18-12-2018 JPY 0.3712
Nikko Global Tri-Asset Fund - Distributing Class B 18-12-2018 JPY 0.3251
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 18-12-2018 JPY 0.9949
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 18-12-2018 JPY 0.9048
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 18-12-2018 JPY 0.9657
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 18-12-2018 JPY 0.9619
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 18-12-2018 JPY 0.6390
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 18-12-2018 JPY 0.6019
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 18-12-2018 JPY 0.9927
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 18-12-2018 JPY 0.8478
TM Emerging Corporate Bond Fund - JPY Hedged Unit 18-12-2018 JPY 7,549.0000
TM Emerging Corporate Bond Fund - USD Unit 18-12-2018 USD 7.8300

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 17-12-2018 USD 19.8200
Premium Funds - Capital US Growth and Income Fund -Class Yen 17-12-2018 JPY 2,342.0000
Premium Funds - European High Yield - Class EUR Unit 17-12-2018 EUR 13.2600
Premium Funds - European High Yield - Class JPY (Hedged) Unit 17-12-2018 JPY 1,288.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 17-12-2018 USD 13.6200
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 17-12-2018 JPY 949.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 17-12-2018 USD 9.8400
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 17-12-2018 AUD 11.9600
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 17-12-2018 EUR 10.2900
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 17-12-2018 JPY 1,027.0000
Premium Funds - Global Corporate Bond - Class USD Unit 17-12-2018 USD 11.1300
Premium Funds - Schroder Japanese Equity Fund 17-12-2018 USD 14.1900
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 17-12-2018 USD 9.5000
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 17-12-2018 JPY 961.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 17-12-2018 USD 9.1600
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 17-12-2018 USD 10.3000
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 17-12-2018 JPY 1,032.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 17-12-2018 USD 10.8200

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 17-12-2018 USD 96.8200

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 18-12-2018 JPY 27,847.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 18-12-2018 USD 133.8700
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 18-12-2018 AUD 124.4000