Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 15-01-2019 JPY 0.8853
Alternative Investment Strategies Fund JPY Hedged Class B Units 15-01-2019 JPY 0.8568
Alternative Investment Strategies Fund JPY Non-hedged Class A units 15-01-2019 JPY 0.8641
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 15-01-2019 JPY 0.8355

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 15-01-2019 JPY 0.3382
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 15-01-2019 JPY 0.8204

Nikko Global Funds

Nikko Global Funds - Alternative Fund 15-01-2019 JPY 0.6666
Nikko Global Funds - Commodity Fund 15-01-2019 JPY 0.6272
Nikko Global Funds - Emerging Equity Fund 15-01-2019 JPY 1.0737
Nikko Global Funds - Global Bond Fund 15-01-2019 JPY 0.9407
Nikko Global Funds - Global Equity Fund 15-01-2019 JPY 1.2424
Nikko Global Funds - High Yield Bond Fund 15-01-2019 JPY 1.1889
Nikko Global Funds - Japan Large Cap Equity Fund 15-01-2019 JPY 1.0682
Nikko Global Funds - Japan Small Cap Equity Fund 15-01-2019 JPY 1.3918
Nikko Global Funds - Real Estate (REIT) Fund 15-01-2019 JPY 0.9097

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 17-01-2019 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 17-01-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 17-01-2019 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 17-01-2019 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 15-01-2019 JPY 8,194.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 11-01-2019 AUD 106.1200
Nikko Real Asset Fund - EUR Portfolio 11-01-2019 EUR 77.3500
Nikko Real Asset Fund - JPY Portfolio 11-01-2019 JPY 8,018.0000
Nikko Real Asset Fund - USD Portfolio 11-01-2019 USD 93.5000

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 15-01-2019 JPY 8,205.2800

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 11-01-2019 USD 104.6000
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 15-01-2019 JPY 0.8989
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 15-01-2019 JPY 1.0828
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 15-01-2019 USD 93.3800

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 15-01-2019 JPY 0.6955
Emerging Market Corporate Bond Open Fund - Class A Accumulation 15-01-2019 JPY 1.2003
Emerging Market Corporate Bond Open Fund - Class A Distribution 15-01-2019 JPY 0.6529
Emerging Market Corporate Bond Open Fund - Class B Accumulation 15-01-2019 JPY 1.1552
Emerging Market Corporate Bond Open Fund - Class B Distribution 15-01-2019 JPY 0.6139
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 15-01-2019 JPY 1.3691
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 15-01-2019 JPY 1.3198
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 15-01-2019 JPY 0.9591
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 15-01-2019 JPY 0.9166
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 15-01-2019 JPY 1.5585
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 15-01-2019 JPY 0.8710
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 15-01-2019 JPY 1.4961
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 15-01-2019 JPY 0.8235
Global High Yield Bond Fund - AUD Hedged Class 15-01-2019 AUD 5.9700
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 15-01-2019 JPY 0.9643
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 15-01-2019 JPY 0.9642
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 15-01-2019 JPY 0.9326
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 15-01-2019 JPY 0.9320
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 15-01-2019 JPY 0.9460
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 15-01-2019 JPY 0.9540
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 15-01-2019 JPY 0.9631
GW Select Fund Aggressive Type - Class A 15-01-2019 JPY 0.9316
GW Select Fund Aggressive Type - Class B 15-01-2019 JPY 0.8818
GW Select Fund Moderate Type - Class B 15-01-2019 JPY 0.8292
GW Select Moderate Type - Class A 15-01-2019 JPY 0.8733
Nikko Global Tri-Asset Fund - Accumulating Class A 15-01-2019 JPY 1.4372
Nikko Global Tri-Asset Fund - Accumulating Class B 15-01-2019 JPY 1.3565
Nikko Global Tri-Asset Fund - Distributing Class A 15-01-2019 JPY 0.3650
Nikko Global Tri-Asset Fund - Distributing Class B 15-01-2019 JPY 0.3196
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 15-01-2019 JPY 0.9739
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 15-01-2019 JPY 0.8816
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 15-01-2019 JPY 0.9765
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 15-01-2019 JPY 0.9726
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 15-01-2019 JPY 0.6430
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 15-01-2019 JPY 0.6054
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 15-01-2019 JPY 0.9714
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 15-01-2019 JPY 0.8256
TM Emerging Corporate Bond Fund - JPY Hedged Unit 15-01-2019 JPY 7,573.0000
TM Emerging Corporate Bond Fund - USD Unit 15-01-2019 USD 7.8700

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 11-01-2019 USD 20.1400
Premium Funds - Capital US Growth and Income Fund -Class Yen 11-01-2019 JPY 2,271.0000
Premium Funds - European High Yield - Class EUR Unit 11-01-2019 EUR 13.3400
Premium Funds - European High Yield - Class JPY (Hedged) Unit 11-01-2019 JPY 1,295.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 11-01-2019 USD 13.7400
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 11-01-2019 JPY 962.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 11-01-2019 USD 10.0000
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 11-01-2019 AUD 12.0200
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 11-01-2019 EUR 10.3200
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 11-01-2019 JPY 1,030.0000
Premium Funds - Global Corporate Bond - Class USD Unit 11-01-2019 USD 11.1900
Premium Funds - Schroder Japanese Equity Fund 11-01-2019 USD 13.4600
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 11-01-2019 USD 9.5600
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 11-01-2019 JPY 966.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 11-01-2019 USD 9.2100
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 11-01-2019 USD 10.3700
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 11-01-2019 JPY 1,039.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 11-01-2019 USD 10.9400

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 10-01-2019 USD 97.7200

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 15-01-2019 JPY 27,118.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 15-01-2019 USD 132.9200
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 15-01-2019 AUD 118.4300