Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Hedged Class A Units 20-04-2018 JPY 0.9238
Alternative Investment Strategies Fund JPY Hedged Class B Units 20-04-2018 JPY 0.9002
Alternative Investment Strategies Fund JPY Non-hedged Class A units 20-04-2018 JPY 0.8732
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 20-04-2018 JPY 0.8498

Nikko Edmond de Rothschild Dynamic Funds

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 20-04-2018 JPY 0.4001
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 20-04-2018 JPY 1.0052

Nikko Global Funds

Nikko Global Funds - Alternative Fund 20-04-2018 JPY 0.7011
Nikko Global Funds - Commodity Fund 20-04-2018 JPY 0.6751
Nikko Global Funds - Emerging Equity Fund 20-04-2018 JPY 1.2804
Nikko Global Funds - Global Bond Fund 20-04-2018 JPY 0.9543
Nikko Global Funds - Global Equity Fund 20-04-2018 JPY 1.3384
Nikko Global Funds - High Yield Bond Fund 20-04-2018 JPY 1.2431
Nikko Global Funds - Japan Large Cap Equity Fund 20-04-2018 JPY 1.2206
Nikko Global Funds - Japan Small Cap Equity Fund 20-04-2018 JPY 1.7311
Nikko Global Funds - Japanese Bond Fund 20-04-2018 JPY 1.0349
Nikko Global Funds - Real Estate (REIT) Fund 20-04-2018 JPY 0.8981

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 24-04-2018 AUD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 24-04-2018 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 24-04-2018 NZD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 24-04-2018 USD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 20-04-2018 JPY 9,079.0000

Nikko Real Asset Fund

Nikko Real Asset Fund - AUD Portfolio 19-04-2018 AUD 118.9000
Nikko Real Asset Fund - EUR Portfolio 19-04-2018 EUR 89.3200
Nikko Real Asset Fund - JPY Portfolio 19-04-2018 JPY 9,127.0000
Nikko Real Asset Fund - USD Portfolio 19-04-2018 USD 107.6600

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 20-04-2018 JPY 7,864.2900

Nikko World Trust

Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 19-04-2018 USD 112.7900
Nikko World Trust - Nikko Green New Deal Fund - JPY Hedged Class 20-04-2018 JPY 1.0362
Nikko World Trust - Nikko Green New Deal Fund - JPY Non-hedged Class 20-04-2018 JPY 1.2465
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 20-04-2018 USD 98.1000

Nippon Offshore Funds

Emerging Currency Bond Fund JPY Units 20-04-2018 JPY 0.8049
Emerging Market Corporate Bond Open Fund - Class A Accumulation 20-04-2018 JPY 1.2732
Emerging Market Corporate Bond Open Fund - Class A Distribution 20-04-2018 JPY 0.7576
Emerging Market Corporate Bond Open Fund - Class B Accumulation 20-04-2018 JPY 1.2327
Emerging Market Corporate Bond Open Fund - Class B Distribution 20-04-2018 JPY 0.7186
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 20-04-2018 JPY 1.4076
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 20-04-2018 JPY 1.3632
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 20-04-2018 JPY 1.0371
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 20-04-2018 JPY 0.9980
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 20-04-2018 JPY 1.9455
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 20-04-2018 JPY 1.1091
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 20-04-2018 JPY 1.8752
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 20-04-2018 JPY 1.0544
Global High Yield Bond Fund - AUD Hedged Class 20-04-2018 AUD 6.4800
Global Smart Allocation Bond Fund - USD Units 20-04-2018 USD 105.8200
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 20-04-2018 JPY 1.0012
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 20-04-2018 JPY 1.0040
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 20-04-2018 JPY 0.9680
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 20-04-2018 JPY 0.9659
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 20-04-2018 JPY 0.9846
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 20-04-2018 JPY 0.9911
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 20-04-2018 JPY 1.0027
Global Smart Allocation Bond Fund - YEN Hedged Unit1306 20-04-2018 JPY 10,452.0000
Global Smart Allocation Bond Fund - YEN Hedged Unit1310 20-04-2018 JPY 10,373.0000
GW Select Fund Aggressive Type - Class A 20-04-2018 JPY 1.0221
GW Select Fund Aggressive Type - Class B 20-04-2018 JPY 0.9706
GW Select Fund Moderate Type - Class B 20-04-2018 JPY 0.8861
GW Select Moderate Type - Class A 20-04-2018 JPY 0.9300
Nikko Global Tri-Asset Fund - Accumulating Class A 20-04-2018 JPY 1.4939
Nikko Global Tri-Asset Fund - Accumulating Class B 20-04-2018 JPY 1.4146
Nikko Global Tri-Asset Fund - Distributing Class A 20-04-2018 JPY 0.4033
Nikko Global Tri-Asset Fund - Distributing Class B 20-04-2018 JPY 0.3571
Tri Sector High Income Bond Fund Monthly Distributiion Type (Yen Hedged Unit/Yen Non-Hedged Unit)-Yen Non-Hedged Class A 20-04-2018 JPY 0.9229
Tri-Sector High Income Bond Fund Monthly Distribution Type (Yen Hedged Unit/Yen Non-Hedged Unit)-Yen Hedged Class A 20-04-2018 JPY 0.6960
Tri-Sector High Income Bond Fund Monthly Distribution Type (Yen Hedged Unit/Yen Non-Hedged Unit)-Yen Hedged Class B 20-04-2018 JPY 0.6587
Tri-Sector High Income Bond Fund Monthly Distribution Type (Yen Hedged Unit/Yen Non-Hedged Unit)-Yen Non-Hedged Class B 20-04-2018 JPY 0.8692
TM Emerging Corporate Bond Fund - JPY Hedged Unit 20-04-2018 JPY 8,077.0000
TM Emerging Corporate Bond Fund - USD Unit 20-04-2018 USD 8.2300

Premium Funds

Premium Funds - Capital US Growth and Income Fund -Class US$ 19-04-2018 USD 21.3300
Premium Funds - Capital US Growth and Income Fund -Class Yen 19-04-2018 JPY 2,384.0000
Premium Funds - European High Yield - Class EUR Unit 19-04-2018 EUR 13.9400
Premium Funds - European High Yield - Class JPY (Hedged) Unit 19-04-2018 JPY 1,356.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 19-04-2018 USD 14.1000
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 19-04-2018 JPY 1,110.0000
Premium Funds - Global Core Equity Fund - Class USD Unit 19-04-2018 USD 11.2900
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 19-04-2018 AUD 12.1600
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 19-04-2018 EUR 10.6400
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 19-04-2018 JPY 1,061.0000
Premium Funds - Global Corporate Bond - Class USD Unit 19-04-2018 USD 11.2600
Premium Funds - PIMCO Total Return Strategy JPY (Hedged) 19-04-2018 JPY 989.0000
Premium Funds - PIMCO Total Return Strategy USD 19-04-2018 USD 12.5800
Premium Funds - Schroder Japanese Equity Fund 19-04-2018 USD 15.2900
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 19-04-2018 JPY 1,031.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 19-04-2018 USD 10.8300
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 19-04-2018 JPY 1,161.0000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 19-04-2018 USD 11.9600

Red Arc Global Investments (Cayman) Trust

Knock-in Type/Lowest Price Reference Nikkei 225 Linked Fund without Target Auto Redemption (JPY) (2009-02) 20-04-2018 JPY 28,929.0000
Principal Protected Dow Jones Industrial Average Linked Fund without Target Auto Redemption (USD) (2008-12) 20-04-2018 USD 144.7700
Principal Protected Nikkei 225 Linked Fund without Target Auto Redemption (AUD) (2009-01) 20-04-2018 AUD 127.9000