Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 02-04-2020 JPY 0.8649
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 02-04-2020 JPY 0.8275
Alternative Investment Strategies Fund JPY Hedged Class A Units 02-04-2020 JPY 0.8542
Alternative Investment Strategies Fund JPY Hedged Class B Units 02-04-2020 JPY 0.8253

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 02-04-2020 JPY 0.7890
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 02-04-2020 JPY 0.2573

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 02-04-2020 JPY 0.9494
Nikko Global Funds - Japan Small Cap Equity Fund 02-04-2020 JPY 1.2067
Nikko Global Funds - Global Equity Fund 02-04-2020 JPY 1.1322
Nikko Global Funds - Emerging Equity Fund 02-04-2020 JPY 0.9191
Nikko Global Funds - Global Bond Fund 02-04-2020 JPY 0.9619
Nikko Global Funds - High Yield Bond Fund 02-04-2020 JPY 1.0718
Nikko Global Funds - Alternative Fund 02-04-2020 JPY 0.6364
Nikko Global Funds - Real Estate (REIT) Fund 02-04-2020 JPY 0.7465
Nikko Global Funds - Commodity Fund 02-04-2020 JPY 0.5229

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 06-04-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 06-04-2020 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 06-04-2020 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 06-04-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 02-04-2020 JPY 8,956.3900

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 02-04-2020 USD 83.0000
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 01-04-2020 USD 102.7200

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 02-04-2020 JPY 1.3120
Nikko Global Tri-Asset Fund - Distributing Class A 02-04-2020 JPY 0.3083
Nikko Global Tri-Asset Fund - Accumulating Class B 02-04-2020 JPY 1.2317
Nikko Global Tri-Asset Fund - Distributing Class B 02-04-2020 JPY 0.2654
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 02-04-2020 JPY 1.1893
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 02-04-2020 JPY 0.6668
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 02-04-2020 JPY 1.1350
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 02-04-2020 JPY 0.6268
Emerging Market Corporate Bond Open Fund - Class A Accumulation 02-04-2020 JPY 0.9616
Emerging Market Corporate Bond Open Fund - Class A Distribution 02-04-2020 JPY 0.4513
Emerging Market Corporate Bond Open Fund - Class B Accumulation 02-04-2020 JPY 0.9204
Emerging Market Corporate Bond Open Fund - Class B Distribution 02-04-2020 JPY 0.4163
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 02-04-2020 JPY 1.1271
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 02-04-2020 JPY 0.7301
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 02-04-2020 JPY 1.0793
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 02-04-2020 JPY 0.6902
Emerging Currency Bond Fund JPY Units 02-04-2020 JPY 0.5713
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 02-04-2020 JPY 0.9249
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 02-04-2020 JPY 0.9301
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 02-04-2020 JPY 0.9408
GW Select Moderate Type - Class A 02-04-2020 JPY 0.8332
GW Select Fund Moderate Type - Class B 02-04-2020 JPY 0.7862
GW Select Fund Aggressive Type - Class A 02-04-2020 JPY 0.8670
GW Select Fund Aggressive Type - Class B 02-04-2020 JPY 0.8163
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 02-04-2020 JPY 0.7808
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 02-04-2020 JPY 0.7238
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 02-04-2020 JPY 0.5541
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 02-04-2020 JPY 0.5174
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 02-04-2020 JPY 0.9212
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 02-04-2020 JPY 0.9139
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 02-04-2020 JPY 0.9053
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 02-04-2020 JPY 0.8947
Global High Yield Bond Fund - AUD Hedged Class 02-04-2020 AUD 5.0400

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 01-04-2020 USD 9.9700
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 01-04-2020 JPY 966.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 01-04-2020 USD 13.0200
Premium Funds - European High Yield - Class EUR Unit 01-04-2020 EUR 12.3400
Premium Funds - European High Yield - Class JPY (Hedged) Unit 01-04-2020 JPY 1,195.0000
Premium Funds - Global Corporate Bond - Class USD Unit 01-04-2020 USD 11.8400
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 01-04-2020 AUD 12.4300
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 01-04-2020 EUR 10.4800
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 01-04-2020 JPY 1,050.0000
Premium Funds - Schroder Japanese Equity Fund 01-04-2020 USD 12.0600
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 01-04-2020 USD 10.0500
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 01-04-2020 JPY 922.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 01-04-2020 USD 10.3900
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 01-04-2020 JPY 932.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 01-04-2020 USD 9.0700
Premium Funds - Global Core Equity Fund - Class USD Unit 01-04-2020 USD 9.0300
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 01-04-2020 JPY 843.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 01-04-2020 USD 9.2100

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 01-04-2020 USD 103.3900
Quantic Trust - Target Early Termination Smart Brain Fund 202003 01-04-2020 USD 100.0000