Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 11-10-2019 JPY 0.8997
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 11-10-2019 JPY 0.8644
Alternative Investment Strategies Fund JPY Hedged Class A Units 11-10-2019 JPY 0.9027
Alternative Investment Strategies Fund JPY Hedged Class B Units 11-10-2019 JPY 0.8707

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 11-10-2019 JPY 0.8829
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 11-10-2019 JPY 0.3075

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 11-10-2019 JPY 1.1302
Nikko Global Funds - Japan Small Cap Equity Fund 11-10-2019 JPY 1.4892
Nikko Global Funds - Global Equity Fund 11-10-2019 JPY 1.3553
Nikko Global Funds - Emerging Equity Fund 11-10-2019 JPY 1.1010
Nikko Global Funds - Global Bond Fund 11-10-2019 JPY 0.9831
Nikko Global Funds - High Yield Bond Fund 11-10-2019 JPY 1.2476
Nikko Global Funds - Alternative Fund 11-10-2019 JPY 0.6746
Nikko Global Funds - Real Estate (REIT) Fund 11-10-2019 JPY 1.0317
Nikko Global Funds - Commodity Fund 11-10-2019 JPY 0.6181

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 16-10-2019 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 16-10-2019 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 16-10-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 16-10-2019 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 11-10-2019 JPY 8,569.7300

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 11-10-2019 USD 96.7500
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 10-10-2019 USD 112.5100

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 11-10-2019 JPY 1.5357
Nikko Global Tri-Asset Fund - Distributing Class A 11-10-2019 JPY 0.3668
Nikko Global Tri-Asset Fund - Accumulating Class B 11-10-2019 JPY 1.4448
Nikko Global Tri-Asset Fund - Distributing Class B 11-10-2019 JPY 0.3172
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 11-10-2019 JPY 1.5890
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 11-10-2019 JPY 0.8909
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 11-10-2019 JPY 1.5199
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 11-10-2019 JPY 0.8394
Emerging Market Corporate Bond Open Fund - Class A Accumulation 11-10-2019 JPY 1.2488
Emerging Market Corporate Bond Open Fund - Class A Distribution 11-10-2019 JPY 0.6210
Emerging Market Corporate Bond Open Fund - Class B Accumulation 11-10-2019 JPY 1.1981
Emerging Market Corporate Bond Open Fund - Class B Distribution 11-10-2019 JPY 0.5777
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 11-10-2019 JPY 1.4495
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 11-10-2019 JPY 0.9683
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 11-10-2019 JPY 1.3916
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 11-10-2019 JPY 0.9192
Emerging Currency Bond Fund JPY Units 11-10-2019 JPY 0.6951
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 11-10-2019 JPY 1.0083
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 11-10-2019 JPY 0.9728
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 11-10-2019 JPY 0.9723
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 11-10-2019 JPY 0.9884
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 11-10-2019 JPY 0.9937
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 11-10-2019 JPY 1.0059
GW Select Moderate Type - Class A 11-10-2019 JPY 0.9140
GW Select Fund Moderate Type - Class B 11-10-2019 JPY 0.8645
GW Select Fund Aggressive Type - Class A 11-10-2019 JPY 0.9974
GW Select Fund Aggressive Type - Class B 11-10-2019 JPY 0.9410
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 11-10-2019 JPY 0.9101
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 11-10-2019 JPY 0.8471
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 11-10-2019 JPY 0.6522
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 11-10-2019 JPY 0.6107
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 11-10-2019 JPY 1.0457
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 11-10-2019 JPY 1.0396
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 11-10-2019 JPY 1.0348
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 11-10-2019 JPY 1.0247
Global High Yield Bond Fund - AUD Hedged Class 11-10-2019 AUD 6.1200

Premium Funds

Premium Funds - European High Yield - Class USD (Hedged) Unit 11-10-2019 USD 14.5300
Premium Funds - European High Yield - Class EUR Unit 11-10-2019 EUR 13.8400
Premium Funds - European High Yield - Class JPY (Hedged) Unit 11-10-2019 JPY 1,341.0000
Premium Funds - Global Corporate Bond - Class USD Unit 11-10-2019 USD 12.3300
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 11-10-2019 AUD 13.1400
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 11-10-2019 EUR 11.1100
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 11-10-2019 JPY 1,109.0000
Premium Funds - Schroder Japanese Equity Fund 10-10-2019 USD 14.4800
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 10-10-2019 USD 11.7900
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 10-10-2019 JPY 1,093.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 10-10-2019 USD 11.1600
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 10-10-2019 JPY 1,015.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 10-10-2019 USD 9.7700
Premium Funds - Global Core Equity Fund - Class USD Unit 10-10-2019 USD 10.8600
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 10-10-2019 JPY 1,022.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 10-10-2019 USD 9.9800

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 09-10-2019 USD 105.1500