Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 06-12-2021 JPY 1.0555
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 06-12-2021 JPY 0.9953
Alternative Investment Strategies Fund JPY Hedged Class A Units 06-12-2021 JPY 0.9576
Alternative Investment Strategies Fund JPY Hedged Class B Units 06-12-2021 JPY 0.9214

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 06-12-2021 JPY 1.5208
Nikko Global Funds - Japan Small Cap Equity Fund 06-12-2021 JPY 1.8921
Nikko Global Funds - Global Equity Fund 06-12-2021 JPY 2.1228
Nikko Global Funds - Emerging Equity Fund 06-12-2021 JPY 1.4613
Nikko Global Funds - Global Bond Fund 06-12-2021 JPY 1.0717
Nikko Global Funds - High Yield Bond Fund 06-12-2021 JPY 1.3888
Nikko Global Funds - Alternative Fund 06-12-2021 JPY 0.6845
Nikko Global Funds - Real Estate (REIT) Fund 06-12-2021 JPY 1.2046
Nikko Global Funds - Commodity Fund 06-12-2021 JPY 0.8150

Nikko Money Market Fund

Nikko Money Market Fund - US Dollar Portfolio 08-12-2021 USD 0.0100

Nikko World Trust

Nikko World Trust - Global Trading Opportunity Fund - Class USD Unit 03-12-2021 USD 98.5900
Nikko World Trust - Global Trading Opportunity Fund - Class JPY (Non-Heged) Unit 03-12-2021 JPY 10,734.0000
Nikko World Trust - Denmark Covered Bond Fund 03-12-2021 USD 94.7800
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 06-12-2021 USD 93.7800
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 03-12-2021 USD 147.9200

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 06-12-2021 JPY 1.8893
Nikko Global Tri-Asset Fund - Distributing Class A 06-12-2021 JPY 0.4216
Nikko Global Tri-Asset Fund - Accumulating Class B 06-12-2021 JPY 1.7609
Nikko Global Tri-Asset Fund - Distributing Class B 06-12-2021 JPY 0.3570
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 06-12-2021 JPY 2.1526
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 06-12-2021 JPY 1.0968
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 06-12-2021 JPY 2.0378
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 06-12-2021 JPY 1.0153
Emerging Market Corporate Bond Open Fund - Class A Accumulation 06-12-2021 JPY 1.1981
Emerging Market Corporate Bond Open Fund - Class A Distribution 06-12-2021 JPY 0.4635
Emerging Market Corporate Bond Open Fund - Class B Accumulation 06-12-2021 JPY 1.1331
Emerging Market Corporate Bond Open Fund - Class B Distribution 06-12-2021 JPY 0.4152
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 06-12-2021 JPY 1.4952
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 06-12-2021 JPY 0.8594
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 06-12-2021 JPY 1.4189
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 06-12-2021 JPY 0.7984
Emerging Currency Bond Fund JPY Units 06-12-2021 JPY 0.6038
GW Select Moderate Type - Class A 06-12-2021 JPY 0.9576
GW Select Fund Moderate Type - Class B 06-12-2021 JPY 0.8960
GW Select Fund Aggressive Type - Class A 06-12-2021 JPY 1.1652
GW Select Fund Aggressive Type - Class B 06-12-2021 JPY 1.0991
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 06-12-2021 JPY 0.9670
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 06-12-2021 JPY 0.8832
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 06-12-2021 JPY 0.6385
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 06-12-2021 JPY 0.5873
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 06-12-2021 JPY 1.2433
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 06-12-2021 JPY 1.2245
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 06-12-2021 JPY 1.1468
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 06-12-2021 JPY 1.1234
Global High Yield Bond Fund - AUD Hedged Class 06-12-2021 AUD 5.5600

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 03-12-2021 USD 11.1500
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 03-12-2021 JPY 1,071.0000
Premium Funds - Global Corporate Bond - Class USD Unit 03-12-2021 USD 13.0800
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 03-12-2021 AUD 13.5800
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 03-12-2021 EUR 11.3500
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 03-12-2021 JPY 1,144.0000
Premium Funds - Schroder Japanese Equity Fund 03-12-2021 USD 18.1200
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 03-12-2021 USD 15.0500
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 03-12-2021 JPY 1,368.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 03-12-2021 USD 12.6700
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 03-12-2021 JPY 1,125.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 03-12-2021 USD 10.8100
Premium Funds - Global Core Equity Fund - Class USD Unit 03-12-2021 USD 15.2000
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 03-12-2021 JPY 1,400.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 03-12-2021 USD 10.1400

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 03-12-2021 USD 107.4100
Quantic Trust - Target Early Termination Smart Brain Fund 202003 03-12-2021 USD 97.3300