Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 21-10-2020 JPY 0.9373
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 21-10-2020 JPY 0.8925
Alternative Investment Strategies Fund JPY Hedged Class A Units 21-10-2020 JPY 0.9383
Alternative Investment Strategies Fund JPY Hedged Class B Units 21-10-2020 JPY 0.9052

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 21-10-2020 JPY 1.2212
Nikko Global Funds - Japan Small Cap Equity Fund 21-10-2020 JPY 1.6501
Nikko Global Funds - Global Equity Fund 21-10-2020 JPY 1.5361
Nikko Global Funds - Emerging Equity Fund 21-10-2020 JPY 1.2470
Nikko Global Funds - Global Bond Fund 21-10-2020 JPY 1.0227
Nikko Global Funds - High Yield Bond Fund 21-10-2020 JPY 1.2487
Nikko Global Funds - Alternative Fund 21-10-2020 JPY 0.6671
Nikko Global Funds - Real Estate (REIT) Fund 21-10-2020 JPY 0.8800
Nikko Global Funds - Commodity Fund 21-10-2020 JPY 0.6022

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 23-10-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 23-10-2020 USD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 23-10-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 21-10-2020 JPY 8,489.2200

Nikko World Trust

Nikko World Trust - Denmark Covered Bond Fund 20-10-2020 USD 98.9400
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 21-10-2020 USD 92.7100
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 20-10-2020 USD 131.5500

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 21-10-2020 JPY 1.5841
Nikko Global Tri-Asset Fund - Distributing Class A 21-10-2020 JPY 0.3649
Nikko Global Tri-Asset Fund - Accumulating Class B 21-10-2020 JPY 1.4836
Nikko Global Tri-Asset Fund - Distributing Class B 21-10-2020 JPY 0.3123
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 21-10-2020 JPY 1.6576
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 21-10-2020 JPY 0.9327
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 21-10-2020 JPY 1.5777
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 21-10-2020 JPY 0.8746
Emerging Market Corporate Bond Open Fund - Class A Accumulation 21-10-2020 JPY 1.2201
Emerging Market Corporate Bond Open Fund - Class A Distribution 21-10-2020 JPY 0.5232
Emerging Market Corporate Bond Open Fund - Class B Accumulation 21-10-2020 JPY 1.1637
Emerging Market Corporate Bond Open Fund - Class B Distribution 21-10-2020 JPY 0.4773
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 21-10-2020 JPY 1.4024
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 21-10-2020 JPY 0.8710
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 21-10-2020 JPY 1.3389
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 21-10-2020 JPY 0.8187
Emerging Currency Bond Fund JPY Units 21-10-2020 JPY 0.6511
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 21-10-2020 JPY 1.0284
GW Select Moderate Type - Class A 21-10-2020 JPY 0.9111
GW Select Fund Moderate Type - Class B 21-10-2020 JPY 0.8573
GW Select Fund Aggressive Type - Class A 21-10-2020 JPY 1.0304
GW Select Fund Aggressive Type - Class B 21-10-2020 JPY 0.9677
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 21-10-2020 JPY 0.9006
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 21-10-2020 JPY 0.8310
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 21-10-2020 JPY 0.6486
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 21-10-2020 JPY 0.6031
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 21-10-2020 JPY 1.0921
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 21-10-2020 JPY 1.0809
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 21-10-2020 JPY 1.0917
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 21-10-2020 JPY 1.0761
Global High Yield Bond Fund - AUD Hedged Class 21-10-2020 AUD 5.6600

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 20-10-2020 USD 10.8600
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 20-10-2020 JPY 1,047.0000
Premium Funds - Global Corporate Bond - Class USD Unit 20-10-2020 USD 13.0600
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 20-10-2020 AUD 13.6300
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 20-10-2020 EUR 11.4700
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 20-10-2020 JPY 1,152.0000
Premium Funds - Schroder Japanese Equity Fund 20-10-2020 USD 15.0300
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 20-10-2020 USD 12.6300
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 20-10-2020 JPY 1,155.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 20-10-2020 USD 11.9300
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 20-10-2020 JPY 1,067.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 20-10-2020 USD 10.3200
Premium Funds - Global Core Equity Fund - Class USD Unit 20-10-2020 USD 12.4300
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 20-10-2020 JPY 1,153.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 20-10-2020 USD 9.5100

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 20-10-2020 USD 104.3500
Quantic Trust - Target Early Termination Smart Brain Fund 202003 20-10-2020 USD 100.1400