Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 16-09-2021 JPY 1.0240
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 16-09-2021 JPY 0.9675
Alternative Investment Strategies Fund JPY Hedged Class A Units 16-09-2021 JPY 0.9625
Alternative Investment Strategies Fund JPY Hedged Class B Units 16-09-2021 JPY 0.9277

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 16-09-2021 JPY 1.6214
Nikko Global Funds - Japan Small Cap Equity Fund 16-09-2021 JPY 2.0615
Nikko Global Funds - Global Equity Fund 16-09-2021 JPY 2.0986
Nikko Global Funds - Emerging Equity Fund 16-09-2021 JPY 1.4849
Nikko Global Funds - Global Bond Fund 16-09-2021 JPY 1.0647
Nikko Global Funds - High Yield Bond Fund 16-09-2021 JPY 1.4002
Nikko Global Funds - Alternative Fund 16-09-2021 JPY 0.6870
Nikko Global Funds - Real Estate (REIT) Fund 16-09-2021 JPY 1.1719
Nikko Global Funds - Commodity Fund 16-09-2021 JPY 0.8047

Nikko Money Market Fund

Nikko Money Market Fund - US Dollar Portfolio 21-09-2021 USD 0.0100

Nikko World Trust

Nikko World Trust - Global Trading Opportunity Fund - Class USD Unit 15-09-2021 USD 99.1300
Nikko World Trust - Global Trading Opportunity Fund - Class JPY (Non-Heged) Unit 15-09-2021 JPY 10,418.0000
Nikko World Trust - Denmark Covered Bond Fund 15-09-2021 USD 95.1000
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 16-09-2021 USD 95.7300
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 15-09-2021 USD 151.5400

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 16-09-2021 JPY 1.8789
Nikko Global Tri-Asset Fund - Distributing Class A 16-09-2021 JPY 0.4212
Nikko Global Tri-Asset Fund - Accumulating Class B 16-09-2021 JPY 1.7528
Nikko Global Tri-Asset Fund - Distributing Class B 16-09-2021 JPY 0.3573
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 16-09-2021 JPY 2.1668
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 16-09-2021 JPY 1.1233
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 16-09-2021 JPY 2.0533
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 16-09-2021 JPY 1.0424
Emerging Market Corporate Bond Open Fund - Class A Accumulation 16-09-2021 JPY 1.3323
Emerging Market Corporate Bond Open Fund - Class A Distribution 16-09-2021 JPY 0.5244
Emerging Market Corporate Bond Open Fund - Class B Accumulation 16-09-2021 JPY 1.2617
Emerging Market Corporate Bond Open Fund - Class B Distribution 16-09-2021 JPY 0.4714
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 16-09-2021 JPY 1.6040
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 16-09-2021 JPY 0.9344
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 16-09-2021 JPY 1.5239
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 16-09-2021 JPY 0.8700
Emerging Currency Bond Fund JPY Units 16-09-2021 JPY 0.6548
GW Select Moderate Type - Class A 16-09-2021 JPY 0.9819
GW Select Fund Moderate Type - Class B 16-09-2021 JPY 0.9199
GW Select Fund Aggressive Type - Class A 16-09-2021 JPY 1.1933
GW Select Fund Aggressive Type - Class B 16-09-2021 JPY 1.1296
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 16-09-2021 JPY 0.9763
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 16-09-2021 JPY 0.8936
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 16-09-2021 JPY 0.6691
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 16-09-2021 JPY 0.6170
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 16-09-2021 JPY 1.2400
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 16-09-2021 JPY 1.2224
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 16-09-2021 JPY 1.1841
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 16-09-2021 JPY 1.1616
Global High Yield Bond Fund - AUD Hedged Class 16-09-2021 AUD 5.7200

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 15-09-2021 USD 11.3300
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 15-09-2021 JPY 1,090.0000
Premium Funds - Global Corporate Bond - Class USD Unit 15-09-2021 USD 13.3100
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 15-09-2021 AUD 13.8300
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 15-09-2021 EUR 11.5800
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 15-09-2021 JPY 1,166.0000
Premium Funds - Schroder Japanese Equity Fund 15-09-2021 USD 19.5500
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 15-09-2021 USD 15.3200
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 15-09-2021 JPY 1,393.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 15-09-2021 USD 12.9400
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 15-09-2021 JPY 1,150.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 15-09-2021 USD 11.0600
Premium Funds - Global Core Equity Fund - Class USD Unit 15-09-2021 USD 15.4100
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 15-09-2021 JPY 1,421.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 15-09-2021 USD 10.4500

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 15-09-2021 USD 108.6500
Quantic Trust - Target Early Termination Smart Brain Fund 202003 15-09-2021 USD 98.6900