Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 23-08-2019 JPY 0.8921
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 23-08-2019 JPY 0.8581
Alternative Investment Strategies Fund JPY Hedged Class A Units 23-08-2019 JPY 0.9122
Alternative Investment Strategies Fund JPY Hedged Class B Units 23-08-2019 JPY 0.8791

Nikko Edmond De Rothschild Dynamic

Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Equity 22-08-2019 JPY 0.8394
Nikko Edmond de Rothschild Dynamic Funds - Nikko Dynamic Bond 22-08-2019 JPY 0.3122

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 22-08-2019 JPY 1.0666
Nikko Global Funds - Japan Small Cap Equity Fund 22-08-2019 JPY 1.4142
Nikko Global Funds - Global Equity Fund 22-08-2019 JPY 1.3350
Nikko Global Funds - Emerging Equity Fund 22-08-2019 JPY 1.0696
Nikko Global Funds - Global Bond Fund 22-08-2019 JPY 0.9776
Nikko Global Funds - High Yield Bond Fund 22-08-2019 JPY 1.2273
Nikko Global Funds - Alternative Fund 22-08-2019 JPY 0.6799
Nikko Global Funds - Real Estate (REIT) Fund 22-08-2019 JPY 0.9931
Nikko Global Funds - Commodity Fund 22-08-2019 JPY 0.6048

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 28-08-2019 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 28-08-2019 USD 0.0100
Nikko Money Market Fund - Canadian Dollar Portfolio 28-08-2019 CAD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 28-08-2019 NZD 0.0100

Nikko Offshore Funds

Nikko Offshore Funds - Nikko Rockefeller Global Energy FundSM 23-08-2019 JPY 7,146.0000

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 22-08-2019 JPY 8,593.9300

Nikko World Trust

Nikko World Trust - World Hybrid Securities Fund - USD CLASS 22-08-2019 USD 98.1100
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 22-08-2019 USD 111.8300

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 22-08-2019 JPY 1.5076
Nikko Global Tri-Asset Fund - Distributing Class A 22-08-2019 JPY 0.3610
Nikko Global Tri-Asset Fund - Accumulating Class B 22-08-2019 JPY 1.4191
Nikko Global Tri-Asset Fund - Distributing Class B 22-08-2019 JPY 0.3125
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 22-08-2019 JPY 1.5300
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 22-08-2019 JPY 0.8578
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 22-08-2019 JPY 1.4645
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 22-08-2019 JPY 0.8087
Emerging Market Corporate Bond Open Fund - Class A Accumulation 22-08-2019 JPY 1.2357
Emerging Market Corporate Bond Open Fund - Class A Distribution 22-08-2019 JPY 0.6285
Emerging Market Corporate Bond Open Fund - Class B Accumulation 22-08-2019 JPY 1.1858
Emerging Market Corporate Bond Open Fund - Class B Distribution 22-08-2019 JPY 0.5858
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 22-08-2019 JPY 1.4087
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 22-08-2019 JPY 0.9529
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 22-08-2019 JPY 1.3534
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 22-08-2019 JPY 0.9058
Emerging Currency Bond Fund JPY Units 22-08-2019 JPY 0.6929
Global Smart Allocation Bond Fund - Yen Hedged Units 1409 (for FoF Investors) 22-08-2019 JPY 1.0152
Global Smart Allocation Bond Fund - Yen Hedged Units 1411 (for FoF Investors) 22-08-2019 JPY 1.0146
Global Smart Allocation Bond Fund - Yen Hedged Units 1502 (for FoF Investors) 22-08-2019 JPY 0.9788
Global Smart Allocation Bond Fund - Yen Hedged Units 1503 (for FoF Investors) 22-08-2019 JPY 0.9810
Global Smart Allocation Bond Fund - Yen Hedged Units 1506 (for FoF Investors) 22-08-2019 JPY 0.9946
Global Smart Allocation Bond Fund - Yen Hedged Units 1508 (for FoF Investors) 22-08-2019 JPY 0.9999
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 22-08-2019 JPY 1.0121
GW Select Moderate Type - Class A 22-08-2019 JPY 0.8928
GW Select Fund Moderate Type - Class B 22-08-2019 JPY 0.8452
GW Select Fund Aggressive Type - Class A 22-08-2019 JPY 0.9585
GW Select Fund Aggressive Type - Class B 22-08-2019 JPY 0.9048
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 22-08-2019 JPY 0.9039
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 22-08-2019 JPY 0.8424
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 22-08-2019 JPY 0.6600
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 22-08-2019 JPY 0.6186
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 22-08-2019 JPY 1.0295
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 22-08-2019 JPY 1.0241
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 22-08-2019 JPY 1.0373
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 22-08-2019 JPY 1.0278
Global High Yield Bond Fund - AUD Hedged Class 22-08-2019 AUD 6.1300

Premium Funds

Premium Funds - European High Yield - Class USD (Hedged) Unit 22-08-2019 USD 14.5200
Premium Funds - European High Yield - Class EUR Unit 22-08-2019 EUR 13.8800
Premium Funds - European High Yield - Class JPY (Hedged) Unit 22-08-2019 JPY 1,346.0000
Premium Funds - Global Corporate Bond - Class USD Unit 22-08-2019 USD 12.4000
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 22-08-2019 AUD 13.2400
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 22-08-2019 EUR 11.2200
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 22-08-2019 JPY 1,121.0000
Premium Funds - Schroder Japanese Equity Fund 22-08-2019 USD 13.6200
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 22-08-2019 USD 11.7400
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 22-08-2019 JPY 1,093.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 22-08-2019 USD 11.1600
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 22-08-2019 JPY 1,019.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 22-08-2019 USD 9.7800
Premium Funds - Global Core Equity Fund - Class USD Unit 22-08-2019 USD 10.8100
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 22-08-2019 JPY 1,021.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 22-08-2019 USD 9.9800

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 21-08-2019 USD 104.4300