Public Funds

Gim Cayman Trust Ii

Alternative Investment Strategies Fund JPY Non-hedged Class A units 14-08-2020 JPY 0.9403
Alternative Investment Strategies Fund JPY Non-hedged Class B Units 14-08-2020 JPY 0.8968
Alternative Investment Strategies Fund JPY Hedged Class A Units 14-08-2020 JPY 0.9297
Alternative Investment Strategies Fund JPY Hedged Class B Units 14-08-2020 JPY 0.8964

Nikko Global Funds

Nikko Global Funds - Japan Large Cap Equity Fund 14-08-2020 JPY 1.1829
Nikko Global Funds - Japan Small Cap Equity Fund 14-08-2020 JPY 1.5227
Nikko Global Funds - Global Equity Fund 14-08-2020 JPY 1.5277
Nikko Global Funds - Emerging Equity Fund 14-08-2020 JPY 1.2218
Nikko Global Funds - Global Bond Fund 14-08-2020 JPY 1.0327
Nikko Global Funds - High Yield Bond Fund 14-08-2020 JPY 1.2669
Nikko Global Funds - Alternative Fund 14-08-2020 JPY 0.6658
Nikko Global Funds - Real Estate (REIT) Fund 14-08-2020 JPY 0.9057
Nikko Global Funds - Commodity Fund 14-08-2020 JPY 0.5928

Nikko Money Market Fund

Nikko Money Market Fund - Australian Dollar Portfolio 18-08-2020 AUD 0.0100
Nikko Money Market Fund - US Dollar Portfolio 18-08-2020 USD 0.0100
Nikko Money Market Fund - New Zealand Dollar Portfolio 18-08-2020 NZD 0.0100

Nikko Skill Investments Trust (Lux)

Nikko Skill Investments Trust (Lux) - L Plus Tangent 14-08-2020 JPY 8,475.0300

Nikko World Trust

Nikko World Trust - Denmark Covered Bond Fund 13-08-2020 USD 98.6400
Nikko World Trust - World Hybrid Securities Fund - USD CLASS 14-08-2020 USD 94.2100
Nikko World Trust - Nikko BlackRock High Quality Allocation Fund (USD) 13-08-2020 USD 128.8300

Nippon Offshore Funds

Nikko Global Tri-Asset Fund - Accumulating Class A 14-08-2020 JPY 1.5920
Nikko Global Tri-Asset Fund - Distributing Class A 14-08-2020 JPY 0.3697
Nikko Global Tri-Asset Fund - Accumulating Class B 14-08-2020 JPY 1.4922
Nikko Global Tri-Asset Fund - Distributing Class B 14-08-2020 JPY 0.3171
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Accumulation 14-08-2020 JPY 1.6509
Emerging Markets Mid-Small Cap Active Equity Fund - Class A Distribution 14-08-2020 JPY 0.9290
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Accumulation 14-08-2020 JPY 1.5727
Emerging Markets Mid-Small Cap Active Equity Fund - Class B Distribution 14-08-2020 JPY 0.8718
Emerging Market Corporate Bond Open Fund - Class A Accumulation 14-08-2020 JPY 1.2221
Emerging Market Corporate Bond Open Fund - Class A Distribution 14-08-2020 JPY 0.5378
Emerging Market Corporate Bond Open Fund - Class B Accumulation 14-08-2020 JPY 1.1666
Emerging Market Corporate Bond Open Fund - Class B Distribution 14-08-2020 JPY 0.4922
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class A Unit 14-08-2020 JPY 1.4257
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class A Unit 14-08-2020 JPY 0.8974
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Accumulation Class B Unit 14-08-2020 JPY 1.3624
Emerging Market Corporate Bond Open Fund - Yen Non-Hedged Distribution Class B Unit 14-08-2020 JPY 0.8450
Emerging Currency Bond Fund JPY Units 14-08-2020 JPY 0.6564
Global Smart Allocation Bond Fund - Yen Hedged Units 1511 (for FoF Investors) 14-08-2020 JPY 1.0198
GW Select Moderate Type - Class A 14-08-2020 JPY 0.9081
GW Select Fund Moderate Type - Class B 14-08-2020 JPY 0.8554
GW Select Fund Aggressive Type - Class A 14-08-2020 JPY 1.0215
GW Select Fund Aggressive Type - Class B 14-08-2020 JPY 0.9602
Tri Sector High Income Bond Fund - Yen Non-Hedged Distribution Class A 14-08-2020 JPY 0.9140
Tri-Sector High Income Bond Fund - Yen Non-Hedged Distribution Class B 14-08-2020 JPY 0.8446
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class A 14-08-2020 JPY 0.6487
Tri-Sector High Income Bond Fund - Yen Hedged Distribution Class B 14-08-2020 JPY 0.6040
Tri Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class A 14-08-2020 JPY 1.0985
Tri-Sector High Income Bond Fund - Yen Non-Hedged Accumulation Class B 14-08-2020 JPY 1.0881
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class A 14-08-2020 JPY 1.0815
Tri-Sector High Income Bond Fund - Yen Hedged Accumulation Class B 14-08-2020 JPY 1.0671
Global High Yield Bond Fund - AUD Hedged Class 14-08-2020 AUD 5.7100

Premium Funds

Premium Funds - Global Core Bond Fund - Class USD Unit 13-08-2020 USD 10.8600
Premium Funds - Global Core Bond Fund - Class JPY (Hedged) Unit 13-08-2020 JPY 1,048.0000
Premium Funds - European High Yield - Class USD (Hedged) Unit 13-08-2020 USD 14.8600
Premium Funds - European High Yield - Class EUR Unit 13-08-2020 EUR 14.0400
Premium Funds - European High Yield - Class JPY (Hedged) Unit 13-08-2020 JPY 1,360.0000
Premium Funds - Global Corporate Bond - Class USD Unit 13-08-2020 USD 13.0900
Premium Funds - Global Corporate Bond - Class AUD (Hedged) Unit 13-08-2020 AUD 13.6800
Premium Funds - Global Corporate Bond - Class EUR (Hedged) Unit 13-08-2020 EUR 11.5100
Premium Funds - Global Corporate Bond - Class JPY (Hedged) Unit 13-08-2020 JPY 1,156.0000
Premium Funds - Schroder Japanese Equity Fund 13-08-2020 USD 14.8000
Premium Funds - Wealth Core Portfolio Growth Type - Class USD Unit 13-08-2020 USD 12.5100
Premium Funds - Wealth Core Portfolio Growth Type - Class JPY (Hedged) Unit 13-08-2020 JPY 1,146.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Unit 13-08-2020 USD 11.9000
Premium Funds - Wealth Core Portfolio Conservative Type - Class JPY (Hedged) Unit 13-08-2020 JPY 1,066.0000
Premium Funds - Wealth Core Portfolio Conservative Type - Class USD Inheritance Unit 13-08-2020 USD 10.3100
Premium Funds - Global Core Equity Fund - Class USD Unit 13-08-2020 USD 12.1900
Premium Funds - Global Core Equity Fund - Class JPY (Hedged) Unit 13-08-2020 JPY 1,133.0000
Premium Funds - Wealth Core Portfolio Advanced Type - Class USD Unit 13-08-2020 USD 9.5200

Quantic Trust

Quantic Trust - USD Target Maturity Bond Fund 201703 13-08-2020 USD 104.5100
Quantic Trust - Target Early Termination Smart Brain Fund 202003 13-08-2020 USD 100.9700